-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LAA2bVZ3O8lHi57gANMcILh8pIG/YdrTxnvU+DWf2tULV4akMTdQLGDdephYbtNe FVsGJyWrfz2pfbBUEOhaJQ== 0001144204-09-052340.txt : 20091009 0001144204-09-052340.hdr.sgml : 20091009 20091009160042 ACCESSION NUMBER: 0001144204-09-052340 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20091009 DATE AS OF CHANGE: 20091009 GROUP MEMBERS: INVERSIONES TELESAN BV GROUP MEMBERS: INVESTMENT BALLO HOLDING BV GROUP MEMBERS: JULIO BAVIERA SABATER FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Sabater Eduardo Baviera CENTRAL INDEX KEY: 0001449525 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: PASEO DE LA CASTELLANA 20 CITY: MADRID STATE: U3 ZIP: 28046 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LCA VISION INC CENTRAL INDEX KEY: 0001003130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 112882328 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48601 FILM NUMBER: 091114285 BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 SC 13G/A 1 v162547_sc13g-a.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934
(Amendment No. 1)*


LCA-Vision Inc.
(Name of Issuer)

Common Stock, par value $0.001 per share
(Title of Class of Securities)

501803 20 9
(CUSIP Number)

August 3, 2009
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o   Rule 13d-1(b)

x   Rule 13d-1(c)

o  Rule 13d-1(d)


*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 
1

 


CUSIP No.                                501803 20 9

1
NAMES OF REPORTING PERSONS:  Eduardo Baviera Sabater
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b) x
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Spain
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
54,858
6
SHARED VOTING POWER
 
 
7
SOLE DISPOSITIVE POWER
 
54,858
8
SHARED DISPOSITIVE POWER
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
54,858
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.3%
12
TYPE OF REPORTING PERSON
 
IN


 
2

 

CUSIP No.                                501803 20 9

1
NAMES OF REPORTING PERSONS:  Julio Baviera Sabater
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b) x
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Spain
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
597,258
6
SHARED VOTING POWER
 
 
7
SOLE DISPOSITIVE POWER
 
597,258
8
SHARED DISPOSITIVE POWER
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
597,258
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
3.2%
12
TYPE OF REPORTING PERSON
 
IN


 
3

 


CUSIP No.                                501803 20 9

1
NAMES OF REPORTING PERSONS:  Inversiones Telesan BV
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b) x
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Netherlands
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
54,858
6
SHARED VOTING POWER
 
 
7
SOLE DISPOSITIVE POWER
 
54,858
8
SHARED DISPOSITIVE POWER
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
54,858
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.3%
12
TYPE OF REPORTING PERSON
 
CO


 
4

 


CUSIP No.                                501803 20 9

1
NAMES OF REPORTING PERSONS:  Investment Ballo Holding BV
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b) x
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Netherlands
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
597,258
6
SHARED VOTING POWER
 
 
7
SOLE DISPOSITIVE POWER
 
597,258
8
SHARED DISPOSITIVE POWER
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
597,258
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
3.2%
12
TYPE OF REPORTING PERSON
 
CO
 
 
5

 

Item 1.

 
(a)
Name of Issuer:

LCA-Vision Inc.

 
(b)
Address of Issuer’s Principal Executive Offices:
7840 Montgomery Road, Cincinnati, Ohio 45236
Item 2.

 
(a)
Name of Person(s) Filing:

Eduardo Baviera Sabater
Julio Baviera Sabater
Inversiones Telesan BV
Investment Ballo Holding BV

 
(b)
Address of Principal Business Office, or, if None, Residence:

Paseo de la Castellana 20
28046 Madrid, Spain

 
(c)
Citizenship or Place of Organization:

Eduardo Baviera Sabater - Spain
Julio Baviera Sabater – Spain
Inversiones Telesan BV - Netherlands
Investment Ballo Holding BV - Netherlands

 
(d)
Title of Class of Securities:

Common Stock, $0.001 par value

 
(e)
CUSIP Number:

501803 20 9
 
Item 3.
If This Statement is Filed Pursuant to Rule §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

The Reporting Persons are not listed in Items 3(a) through 3(k).
 
6

 
Item 4.  Ownership.

 
(a)
Amount Beneficially Owned:

The responses of the Reporting Persons to Rows 5 through 9 and 11 on pages 2, 3, 4 and 5 are incorporated herein by reference.

 
(b)
Percentage of Class:

The responses of the Reporting Persons to Row 11 on pages 2, 3, 4 and 5 are incorporated herein by reference.

 
(c)
Number of Shares to which such person has:

 
(i)
sole power to vote or direct the vote
 
(ii)
shared power to vote or direct the vote
 
(iii)
sole power to dispose or to direct the disposition of
 
(iv)
shared power to dispose or to direct the disposition of

The responses of the Reporting Persons to Rows 5 through 8 on pages 2, 3, 4 and 5 are incorporated herein by reference.

Item 5.  Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   x.
 
Item 6.  Ownership of More than Five Percent on Behalf of Another Person:

Not applicable.

Item 7.  
Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company or Control Person:
 

Not applicable.

Item 8.  Identification and Classification of Members of the Group:

Not applicable.

Item 9.  Notice of Dissolution of Group:

Not applicable.
 
7


Item 10.  Certifications

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
8

 

 
SIGNATURE
 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
Dated: October 6, 2009
 
/s/ Eduardo Baviera Sabater
Eduardo Baviera Sabater
 
/s/ Julio Baviera Sabater
Julio Baviera Sabater

INVERSIONES TELESAN BV

 
By:/s/ Eduardo Baviera Sabater
Name:  Eduardo Baviera Sabater
Title:  Director

INVESTMENT BALLO HOLDING

 
By: /s/ Julio Baviera Sabater
Name:  Julio Baviera Sabater
Title:  Director

 
9

 

EX-99.1 2 v162547_ex99-1.htm Unassociated Document
EXHIBIT 99.1

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing of a statement on Schedule 13G/A (including amendments thereto) with respect to the shares of common stock, par value $0.001 per share, of LCA-Vision Inc., a corporation organized and existing under the laws of Delaware, and further agree that this Joint Filing Agreement be included as an exhibit to such filings provided that, as contemplated by Section 13d-1(k)(1)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other person making the filing, unless such person knows or has reason to believe that such information is inaccurate.  This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument.

IN WITNESS WHEREOF, the undersigned have executed this Joint Filing Agreement as of October 6, 2009.
 

/s/ Eduardo Baviera Sabater
Eduardo Baviera Sabater
 
/s/ Julio Baviera Sabater
Julio Baviera Sabater

INVERSIONES TELESAN BV

 
By:/s/ Eduardo Baviera Sabater
Name:  Eduardo Baviera Sabater
Title:  Director

INVESTMENT BALLO HOLDING

 
By: /s/ Julio Baviera Sabater
Name:  Julio Baviera Sabater
Title:  Director
 
 
 

 
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